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Epistemology and ontology, interpretivism and symbolic interactionism

5 min read

Based on Qualitative Researcher Dr Kriukow's video on YouTube. If you like this content, support the original creators by watching, liking and subscribing to their content.

TL;DR

Assumptions guide what researchers look for and how they define relevant phenomena before data collection begins.

Briefing

Qualitative research doesn’t run on “neutral” assumptions—assumptions quietly steer what researchers look for, how they interpret evidence, and which kinds of knowledge they treat as credible. The core practical point is that assumptions act like a guide: they shape the boundaries of a study before data collection begins, including what counts as relevant leadership, who might display it, and what kinds of explanations feel plausible.

A concrete example centers on researching leadership behaviors in classrooms. At the outset, researchers face a choice: assume leadership is mainly performed by teachers, or allow that students may also lead within peer groups. Existing literature can resolve that dilemma by showing that leadership can come from multiple sources—sometimes teachers lead, sometimes children do. Even then, researchers must keep room for the unexpected possibility that, in some classrooms, no leadership-like behavior appears. The takeaway is not that assumptions should be eliminated, but that they should be made deliberate, informed by prior knowledge, and flexible enough to accommodate surprises.

The discussion then shifts from everyday assumptions to two foundational philosophical lenses that organize qualitative inquiry: epistemology and ontology. Epistemology concerns how knowledge is obtained—how people come to know the world—while ontology concerns what kind of world is assumed to exist and be knowable. These frameworks matter because they determine what researchers treat as the “starting point” for knowledge claims.

Interpretivism is presented as a major qualitative framing tied to the idea that people naturally interpret what they sense. Under this view, interpretations are the point of departure for coming to know. That contrasts with realist preferences for observing reality in a relatively value-free way, often relying on the correspondence between ideas and experiences. In practice, interpretivist research tends to treat participants’ shared interpretations—along with researchers’ own interpretive engagement with experiences—as primary data. Instead of counting or matching mathematical structures to experience, interpretivist qualitative work leans on meaning-making through dialogue, reflection, and engagement with evidence.

Symbolic interactionism offers a second set of assumptions about knowledge and meaning. It rests on two principles: people act toward things based on the meanings those things hold for them, and those meanings are derived from social interaction and can change through interpretation. The lens is illustrated through how people come to understand concepts like mathematics—knowledge is not only learned as definitions, but absorbed through socialization in settings such as classrooms. This view can clash with quantitative ideals of replicable measurement, because meanings attached to measurements can shift across people. Yet the tension is partly managed by recognizing that quantitative measurement is often taught in standardized ways, even while higher-level interpretations in discussion sections can diverge.

Overall, the argument ties together: qualitative research depends on explicit philosophical assumptions about knowing and meaning. Interpretivism prioritizes trust in human interpretation as evidence; symbolic interactionism emphasizes how meanings develop socially and remain open to modification—both shaping what counts as knowledge in qualitative studies and why those choices matter for credibility and interpretation.

Cornell Notes

Assumptions are not an optional add-on in qualitative research; they guide what researchers notice, how they frame questions, and what they treat as credible knowledge. Epistemology focuses on how knowledge is gained, while ontology concerns what kind of world is assumed to be knowable. Interpretivism treats human interpretation as the starting point for knowledge, contrasting with realist preferences for value-free observation and correspondence between ideas and experiences. Symbolic interactionism adds that people act based on meanings, and those meanings come from social interaction and can change through interpretation. Together, these lenses explain why qualitative work often relies on shared interpretations rather than purely counting or measurement.

How do assumptions shape a qualitative study before any data is collected?

Assumptions function like a guide for where and how researchers look. In the classroom leadership example, a researcher must decide whether to assume leadership is mainly performed by teachers or whether students can also display leadership within peer groups. Existing literature can narrow that choice by showing leadership can come from multiple sources. Even then, researchers should remain open to the possibility that some classrooms show no leadership-like behavior, meaning assumptions should be informed but not rigid.

What’s the difference between epistemology and ontology, and why does it matter for qualitative research?

Epistemology addresses how knowledge is obtained—how people come to know about the world. Ontology addresses what the world is like, including assumptions about what can be known. These frameworks matter because they determine the “starting point” for knowledge claims. If knowledge is treated as interpretation-driven, the study will prioritize meaning-making; if knowledge is treated as correspondence to value-free observation, the study will prioritize observation patterns and measurement.

What does interpretivism assume about how knowledge is formed?

Interpretivism assumes that people naturally interpret what they sense, and those interpretations are the point of departure for coming to know. That means interpretations—shared between researchers and participants—become central evidence. The approach contrasts with realist assumptions that favor observing reality in a relatively value-free way and grounding knowledge in correspondence between ideas and experiences.

How does symbolic interactionism explain the formation and change of meaning?

Symbolic interactionism rests on two assumptions: people act toward things based on the meanings those things have for them, and meanings are derived from social interaction and modified through interpretation. A key implication is that meanings can shift when social contexts change—for example, a job can take on new meaning after life circumstances change, and a personal object can gain new significance after a loss.

Why can symbolic interactionism feel uncomfortable for quantitative measurement, and how is that tension handled?

Quantitative research often aims for replicable measurement, which can seem incompatible with the idea that meanings of measurements can change from person to person. The tension is addressed by noting that measurement is frequently taught in standardized ways (reducing basic meaning variation), while higher-level interpretations—such as how data are discussed and what they signify—can still differ across researchers and peer reviewers.

Review Questions

  1. How would you rewrite your research question to make your epistemological assumptions explicit?
  2. In what ways do interpretivist and realist assumptions lead to different choices about what counts as data?
  3. What would symbolic interactionism predict about how participants interpret the same survey items or behavioral indicators?

Key Points

  1. 1

    Assumptions guide what researchers look for and how they define relevant phenomena before data collection begins.

  2. 2

    Existing literature can help resolve early framing dilemmas, but researchers should still allow for unexpected findings.

  3. 3

    Epistemology focuses on how knowledge is gained, while ontology concerns what kind of world is assumed to be knowable.

  4. 4

    Interpretivism treats human interpretation as the starting point for knowledge, making shared interpretations central evidence.

  5. 5

    Symbolic interactionism holds that meanings come from social interaction and can change through interpretation, shaping how people act toward “things.”

  6. 6

    The interpretivist and symbolic interactionist emphasis on meaning can conflict with ideals of replicable measurement, especially at the level of interpretation rather than basic measurement training.

Highlights

Assumptions act like a map for qualitative inquiry—deciding who might lead, what counts as leadership, and where researchers should look.
Interpretivism places interpretation at the center of knowledge-making, treating participants’ and researchers’ meanings as key evidence.
Symbolic interactionism explains meaning as socially produced and interpretively modifiable, which can make measurement “meaning” vary across people.
The leadership-in-classrooms example shows how literature can inform assumptions while still leaving room for classrooms where nothing leadership-like appears.

Topics

  • Assumptions in Qualitative Research
  • Epistemology and Ontology
  • Interpretivism
  • Symbolic Interactionism
  • Meaning and Measurement

Mentioned