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Ethics in Qualitative Research (in the past and now) | Anonymity, Confidentiality, Informed Consent thumbnail

Ethics in Qualitative Research (in the past and now) | Anonymity, Confidentiality, Informed Consent

5 min read

Based on Qualitative Researcher Dr Kriukow's video on YouTube. If you like this content, support the original creators by watching, liking and subscribing to their content.

TL;DR

Ethics in qualitative research is primarily about protecting participants from harm and enabling informed, voluntary participation—not just meeting dissertation formatting rules.

Briefing

Ethics in qualitative research isn’t just a bureaucratic checkbox for dissertations—it’s a practical set of duties aimed at protecting participants from harm while ensuring they can make an informed choice about taking part. Modern university requirements reflect hard lessons from past studies where deception, coercion, and inadequate consent left participants distressed or abused, outcomes that would fail today’s ethical standards.

Milgram’s study on obedience to authority is a central example of what goes wrong when ethical safeguards are missing. Participants believed they were administering increasingly strong electric shocks to another person; in reality, the “victims” were actors. Participants were pressured to continue even when they hesitated, with prompts like “come on” and “you must do this,” and they were not told they were part of a deception. The ethical problems were twofold: participants lacked informed consent because they didn’t know the true nature of the task, and many experienced significant distress during the study, with consequences extending beyond the experiment.

The Stanford Prison Experiment illustrates how quickly harm can emerge when participants are denied meaningful control. People were assigned roles as prisoners or guards, with the study designed to test conformity to social roles. Yet the ethical breakdown began immediately for the “prisoners,” who were taken from home without warning, blindfolded, stripped, and placed in cells. Within hours, some “guards” escalated into harassment and physical, verbal, and psychological abuse. Prisoners were told they could not withdraw, and as psychological strain increased, some attempted resistance—locking themselves in their cells and even planning escape. Even when later critiques argued that participants’ behavior was shaped by the experimental context, the most serious ethical failures remained clear: participants were not properly informed about what they were signing up for, and they were denied the right to leave.

These cases motivate a set of planning principles for contemporary qualitative research. Researchers should aim for fairness, minimize discomfort and stress, and avoid physical, mental, or psychological harm. Because participant experiences vary, ethical planning requires anticipating multiple ways harm could occur and building protections into the study design.

In practice, ethics are operationalized through two main steps. First, universities require ethical approval via an application process that assesses risks of harm and other participant protections. Second, informed consent must be obtained through a consent form given before recruitment or before participants sign up. A strong informed consent form typically includes: researcher identity and affiliation; a clear description of the study’s aims and procedures; what participants are expected to do (including interview frequency and duration); potential risks; the right to withdraw at any time without having to justify the decision; and explanations of confidentiality and anonymity.

Confidentiality and anonymity are treated differently. Confidentiality means the researcher may know identities but takes steps so others cannot link identities to findings (for example, using nicknames). Anonymity means the researcher does not know participants’ real identities at all. The consent form should also specify how data will be handled—especially if audio or video recordings are used—by explaining that identifying information will be anonymized, data will be stored securely (ideally in a password-protected folder), and files will be deleted or destroyed after the study concludes or after publication/assessment. These elements are typically described in the methodology chapter, reinforcing that ethical research is both an institutional requirement and an active commitment to participant safety.

Cornell Notes

Qualitative research ethics are meant to protect participants, not just satisfy dissertation requirements. Past experiments such as Milgram’s obedience study and the Stanford Prison Experiment show how deception, lack of consent, and denial of withdrawal rights can produce distress or abuse. Modern practice relies on university ethical approval and a detailed informed consent form that explains study purpose, procedures, risks, and participant rights. Consent materials must also clarify confidentiality versus anonymity and describe how recorded data will be anonymized, securely stored, and deleted after the study ends. These safeguards help ensure participants can make an informed choice and can exit without penalty.

Why are Milgram’s and the Stanford Prison Experiment often used as cautionary examples in research ethics?

Both studies illustrate ethical failures that would not meet today’s standards. Milgram used deception: participants believed they were administering electric shocks to a real person and were pressured to continue even when they hesitated. The Stanford Prison Experiment assigned roles (prisoners and guards) and quickly produced harassment and psychological harm, with participants told they could not withdraw. In both cases, participants lacked meaningful informed consent and were denied control over participation, leading to distress and, in the prison study, abuse.

What does “informed consent” require beyond a signature?

Informed consent is a process supported by a consent form given before participants sign up or are recruited. It should identify the researcher and affiliation, describe the study’s aims and procedures, specify what participants must do (e.g., whether interviews occur, how many times, and for how long), and clearly explain potential risks. It must also grant the right to withdraw at any point without providing a reason, so participants do not feel trapped or embarrassed.

How do confidentiality and anonymity differ, and how should that difference appear in a consent form?

Confidentiality means the researcher may know a participant’s identity but takes steps to prevent others from linking identity to findings—such as using nicknames in reports. Anonymity means the researcher does not know the participant’s real identity at all (for example, participants sign up without providing their real name). The consent form should state which approach applies to the study and how it will be implemented.

What practical steps should researchers describe about data handling in qualitative studies?

If the study involves audio or video recording, the consent form should explain how recordings could identify someone and what safeguards will be used. The expectation is that names and other identifying details will be anonymized, data will be stored securely (ideally in a password-protected folder), and files will be deleted or destroyed after the study ends, publication, grading, or a defined conclusion.

What is the role of university ethical approval in the ethics workflow?

Ethical approval is a formal process required by universities. Researchers submit an application (often using an ethical approval form) that asks questions about the study, with particular focus on whether there is any risk of harm to participants. After approval, the study can proceed, but ethical practice still depends on implementing participant protections through informed consent and careful study design.

Review Questions

  1. What specific elements should an informed consent form include to ensure participants understand risks and their rights?
  2. How would you decide whether to use confidentiality or anonymity in a qualitative study, and what would you write in the consent form?
  3. Which participant protections are most directly violated in Milgram’s and the Stanford Prison Experiment, and how do modern procedures prevent those failures?

Key Points

  1. 1

    Ethics in qualitative research is primarily about protecting participants from harm and enabling informed, voluntary participation—not just meeting dissertation formatting rules.

  2. 2

    Milgram’s study demonstrates how deception and pressure to continue can create distress when participants lack genuine informed consent.

  3. 3

    The Stanford Prison Experiment highlights how denying withdrawal rights and allowing role-based coercion can lead to harassment and psychological harm.

  4. 4

    University ethical approval typically evaluates risk of harm before a study begins, but it must be paired with participant-facing consent materials.

  5. 5

    Informed consent forms should clearly cover study purpose, procedures, risks, and the right to withdraw at any time without justification.

  6. 6

    Confidentiality and anonymity are distinct protections: confidentiality keeps identities known to the researcher but hidden in reporting; anonymity prevents the researcher from knowing real identities.

  7. 7

    Consent materials should specify recording and data-handling practices, including anonymization, secure storage, and deletion or destruction after the study ends.

Highlights

Milgram’s obedience experiment pressured participants to continue administering shocks despite hesitation, with deception and no meaningful informed consent.
In the Stanford Prison Experiment, “prisoners” were subjected to humiliating treatment and abuse, while being told they could not withdraw—an ethical failure centered on consent and autonomy.
Modern informed consent forms must explicitly grant withdrawal rights without requiring participants to explain their decision.
Confidentiality and anonymity require different operational approaches, and the consent form should state which one applies.
Data protection in qualitative research includes explaining anonymization of recordings, secure storage, and eventual deletion or destruction.

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