Get AI summaries of any video or article — Sign up free
Ghost, Guest, Gift Authorship in a Submitted Manuscript | eSupport for Research |2022|Dr. Akash Bhoi thumbnail

Ghost, Guest, Gift Authorship in a Submitted Manuscript | eSupport for Research |2022|Dr. Akash Bhoi

eSupport for Research·
4 min read

Based on eSupport for Research's video on YouTube. If you like this content, support the original creators by watching, liking and subscribing to their content.

TL;DR

Journals may suspend peer review after submission if editors suspect ghost, guest, or gift authorship based on acknowledgement and author-declaration checks.

Briefing

Authorship problems—specifically “ghost,” “guest,” and “gift” authorship—can trigger a journal to pause peer review, demand documentation, and force formal changes before a manuscript moves forward. The core workflow starts after submission: if an editor or associate editor suspects authorship irregularities, the peer review process is suspended while the journal checks the acknowledgement section and the author-declaration materials against its authorship policies.

When initial checks raise questions, the journal contacts the corresponding author with the relevant authorship guidelines and requests a detailed explanation. The corresponding author may be asked to collect and submit author-by-author contribution information—who drafted the manuscript, who analyzed data, who evaluated the work, who worked on software, who handled methodology/“metrology” components, and who reviewed the manuscript. If the response is satisfactory, the journal resumes peer review or proceeds toward publication. If doubts remain, the journal may re-contact authors, verify affiliations (including by checking sources such as Medline and Google), and seek clarification about whether any contributors were omitted or whether anyone was included without meeting authorship criteria.

The transcript lays out two key outcomes once specific authorship issues are identified. In a “ghost authorship” scenario, the contributor list lacks someone who should be credited—such as a person who analyzed data or prepared the first draft. The journal then asks for that missing contributor to be added as an author. This requires written agreement from all authors and a revised manuscript, with letters that explicitly reference the journal’s authorship policy (or relevant standards such as ICMJE criteria). If a senior author is implicated and concerns persist, the transcript notes that the matter may escalate to institutional reporting—potentially by copying the department head or research governance—so authors should treat the process carefully.

In a “guest” or “gift authorship” scenario, the author list includes names that do not satisfy authorship criteria. The journal’s remedy is to remove those individuals from the author list and place their contributions in the acknowledgements instead. As with ghost authorship, the journal seeks formal written agreement and declarations from all authors explaining what changed and why the revision aligns with policy.

After these disputes are resolved, the journal can continue with peer review or publication. The transcript also emphasizes that final handling of disputes remains at the journal’s discretion, including how it communicates policy requirements and how it processes the manuscript once authorship concerns are cleared. The practical takeaway is straightforward: journals demand transparent, contribution-based authorship documentation, and unresolved discrepancies can halt the publication timeline until corrected through policy-compliant, written author consensus.

Cornell Notes

Journals can stop peer review after submission if editors suspect ghost, guest, or gift authorship. The process typically starts with checking acknowledgements and author declarations, then moves to requests for author-by-author contribution statements and written explanations from the corresponding author. If ghost authorship is suspected (a rightful contributor is missing), the journal may require adding the person as an author with written agreement from all authors and a revised manuscript. If guest or gift authorship is suspected (an included person does not meet authorship criteria), the journal may require removing that person from the author list and placing their role in acknowledgements instead. Resolution depends on whether the journal finds the response satisfactory and policy-compliant.

What triggers a journal to suspend peer review for authorship concerns?

After a manuscript is submitted, an editor or associate editor may suspect an authorship problem. Peer review can be suspended while the journal checks the acknowledgement section and the author-declaration materials against its authorship rules. If those checks are not fully consistent with policy, the journal contacts the corresponding author for clarification and documentation.

How does the journal typically verify whether contributions justify authorship?

The journal requests author declarations and detailed individual contributorship information. Examples include who drafted the manuscript, who analyzed the work, who evaluated it, who developed or worked on software, who handled methodology/“metrology” components, and who reviewed the manuscript. If needed, the journal may also verify current affiliations using sources such as Medline and Google and ask whether any author was omitted or included inappropriately.

What changes are required when ghost authorship is suspected?

Ghost authorship is suspected when the contributor list omits someone who should be credited—such as a person who analyzed data or prepared the first draft. The journal may require adding the missing contributor as an author. All authors must provide written agreement, and the journal may request a revised manuscript plus letters referencing the journal’s authorship policy (or ICMJE criteria).

What changes are required when guest or gift authorship is suspected?

Guest/gift authorship is suspected when the author list includes individuals who do not meet authorship criteria. The journal may require removing those names from the author list and placing their contributions in the acknowledgements instead. The journal also seeks written agreement and declarations from all authors explaining the changes and how they align with policy.

Can authorship disputes escalate beyond the manuscript file?

Yes. If a senior author is involved and concerns persist, the transcript notes that reporting may occur at the institutional level—for example by copying the head of the department and potentially research governance. That possibility underscores why authors should handle authorship corrections carefully and document decisions in writing.

Review Questions

  1. In a ghost authorship case, what specific evidence is missing from the author list, and what corrective action does the journal request?
  2. How do the journal’s corrective steps differ between ghost authorship versus guest/gift authorship?
  3. What types of individual contributions does the journal ask authors to document during the verification process?

Key Points

  1. 1

    Journals may suspend peer review after submission if editors suspect ghost, guest, or gift authorship based on acknowledgement and author-declaration checks.

  2. 2

    The corresponding author can be required to submit author-by-author contribution details (drafting, analysis, evaluation, software, methodology, review).

  3. 3

    Ghost authorship typically leads to adding the omitted contributor as an author, with written agreement from all authors and a revised manuscript.

  4. 4

    Guest/gift authorship typically leads to removing non-qualifying individuals from the author list and moving their roles to acknowledgements.

  5. 5

    Editors may re-contact authors, verify affiliations using sources like Medline and Google, and request additional declarations if doubts remain.

  6. 6

    Authorship disputes can escalate to institutional reporting if senior-author involvement is implicated and concerns persist.

  7. 7

    Final decisions on how disputes are processed remain with the journal, but policy-compliant written consensus is central to resolution.

Highlights

Authorship suspicion can halt peer review immediately, before publication proceeds.
Ghost authorship correction usually means adding a missing contributor as an author—never just adjusting acknowledgements.
Guest/gift authorship correction usually means removing names from the author list and relocating their contributions to acknowledgements.
All authors’ written agreement and policy-referenced letters are repeatedly emphasized as required documentation.
Institutional escalation is possible when senior-author involvement is implicated and concerns remain unresolved.

Topics

  • Authorship Ethics
  • Ghost Authorship
  • Guest Authorship
  • Gift Authorship
  • ICMJE Guidelines

Mentioned