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LESSON 69 -  RESEARCH METHODOLOGY: SECTION 3.9: ETHICAL CONSIDERATIONS WHILE CONDUCTING RESEARCH thumbnail

LESSON 69 - RESEARCH METHODOLOGY: SECTION 3.9: ETHICAL CONSIDERATIONS WHILE CONDUCTING RESEARCH

5 min read

Based on RESEARCH METHODS CLASS WITH PROF. LYDIAH WAMBUGU's video on YouTube. If you like this content, support the original creators by watching, liking and subscribing to their content.

TL;DR

Ethics in research are norms that guide acceptable behavior, including how studies are conducted and how findings are disseminated.

Briefing

Ethical considerations sit at the center of research practice because social-science studies depend on human participants who answer instruments and share personal information. In this section of a research proposal, ethics are defined as norms—written or unwritten—that separate acceptable from unacceptable behavior. Applied to research, ethics become the standards guiding how a study is conducted and how findings are disseminated, including what participants can expect from researchers and what researchers must expect from participants.

Section 3.9 frames ethics as a set of principles researchers should apply to ensure their work remains acceptable. The lesson lists key ethical principles and links each to concrete responsibilities. Beneficence requires that research be carried out only when it offers real benefit—such as contributing to knowledge or improving services and treatment. If a proposed study has no meaningful benefit, it is treated as unethical, which connects back to the proposal’s “significance of the study” requirement.

Autonomy emphasizes participants’ self-rule. Researchers must disclose relevant information before participation so individuals can make a free choice. In practice, this means obtaining informed consent—participants sign voluntarily, without coercion, and researchers should not question their decision to participate or not.

Non-maleficence adds a strict duty to avoid harm. Harm can be physiological, emotional, social, or economic; for example, collecting data might cost someone their job. Researchers must therefore minimize unnecessary risks and ensure participation does not impose avoidable damage.

Justice (fairness) requires equal and appropriate treatment of participants. If resources are allocated—such as money for participation—those allocations must go to the right people and in the correct amounts.

Truthfulness and honesty require researchers to keep promises and avoid deception. That includes not fabricating, falsifying, or misrepresenting data, and not misleading participants or sponsors about compensation or other study conditions.

Privacy and confidentiality are treated as distinct. Privacy respects limited access to a person’s thoughts and feelings; participants may refuse to answer certain questions. Confidentiality concerns control over information disclosure, while anonymity ensures that identities cannot be linked to responses. The lesson also stresses protection of vulnerable groups, including children, the elderly, and people who are sick or dealing with specific diseases—requiring extra care in consent and safeguarding the information they provide.

Beyond participant protection, the lesson flags an often overlooked ethical requirement: researchers should only accept studies when they have the skills and competencies to carry them out. If expertise is lacking, it is better to collaborate with a qualified colleague than to proceed and risk poor or harmful fieldwork.

Finally, carefulness and respect for intellectual property means giving proper credit and avoiding plagiarism. For Section 3.9, researchers do not need to list every ethical principle; instead, they should select three to five principles that match their specific research problem and clearly state how those principles will be upheld to protect participants.

Cornell Notes

Ethical considerations are essential in research because studies—especially in the social sciences—depend on human participants and their willingness to share information. Ethics are defined as norms that distinguish acceptable from unacceptable conduct, guiding both how research is carried out and how results are shared. Section 3.9 requires researchers to identify and apply key ethical principles, typically selecting three to five that fit the specific research problem. The main principles include beneficence (research must bring benefit), autonomy (informed, voluntary consent), non-maleficence (avoid harm), justice (fair treatment), honesty (truthful data and promises), privacy/confidentiality/anonymity (control information access), and protection of vulnerable groups. Researchers must also act within their competence and respect intellectual property to avoid plagiarism.

Why does beneficence matter in research proposals, and how does it connect to “significance of the study”?

Beneficence requires that research be conducted only if it can produce some benefit. In academic work, “doing good” means contributing to knowledge or improving services and treatment. If a study has no benefit, it is treated as unethical. This links directly to the proposal’s “significance of the study,” which is included to demonstrate that the project will produce value for people, organizations, or institutions.

What does autonomy require researchers to do before participants join a study?

Autonomy means participants should have self-rule over whether they take part. Researchers must disclose relevant information before participation so individuals can make a free choice. The practical mechanism is informed consent: participants sign voluntarily, without coercion, and researchers should not undermine that decision once consent is given or refused.

How can non-maleficence involve risks beyond physical harm?

Non-maleficence is the obligation not to harm participants or expose them to unnecessary risks. Harm can be physiological, emotional, social, or economic. For instance, even the act of collecting data might cost someone their job, which counts as economic harm. Researchers must therefore identify and reduce avoidable risks throughout the study.

What is the difference between privacy, confidentiality, and anonymity?

Privacy concerns a participant’s limited access to their own thoughts and feelings; participants may choose not to answer certain questions. Confidentiality means participants control what information is shared and withheld, and researchers handle data so identities are protected. Anonymity goes further: the identity of the person cannot be linked to their responses. The lesson notes that anonymity can be supported by using identifiable numbers rather than names, with any linking list kept outside the research dataset.

Why is protecting vulnerable groups treated as a separate ethical requirement?

Vulnerable groups—such as children, the elderly, and people who are sick or dealing with specific diseases—may face greater risk or reduced ability to protect themselves. The ethical requirement is to safeguard both the information they provide and the process of seeking consent, including extra care when participants are underage.

What ethical issue arises when researchers lack the skills to conduct a study?

The lesson highlights that it is unethical to accept or agree to conduct research when the researcher lacks the necessary skills and competencies. Instead of proceeding and potentially causing problems in the field, researchers should collaborate with a colleague who has the required expertise.

Review Questions

  1. Which three to five ethical principles would you select for a proposed study on human participants, and why?
  2. How would you write Section 3.9 to demonstrate autonomy and non-maleficence in your specific research context?
  3. What practical steps distinguish privacy from confidentiality and anonymity when collecting and storing data?

Key Points

  1. 1

    Ethics in research are norms that guide acceptable behavior, including how studies are conducted and how findings are disseminated.

  2. 2

    Beneficence requires that research produce a real benefit; studies with no benefit are considered unethical.

  3. 3

    Autonomy depends on informed consent and voluntary participation based on clear pre-participation disclosure.

  4. 4

    Non-maleficence requires avoiding harm of any kind—physical, emotional, social, or economic—by minimizing unnecessary risks.

  5. 5

    Justice demands fair treatment and appropriate allocation of any resources or compensation tied to participation.

  6. 6

    Privacy, confidentiality, and anonymity must be handled separately: participants control access to questions, identities must be protected, and responses should not be linkable to identities when anonymity is promised.

  7. 7

    Researchers must work within their competence and respect intellectual property by giving credit and avoiding plagiarism.

Highlights

Ethical research is framed as a set of norms that distinguish acceptable from unacceptable conduct, governing both study execution and dissemination.
Beneficence is tied to “significance of the study”: research should only proceed if it can deliver meaningful benefit.
Non-maleficence includes economic and social harm—data collection itself can create risks like job loss.
Privacy, confidentiality, and anonymity are treated as distinct protections, not interchangeable terms.
Researchers should not accept assignments beyond their skills; collaboration is presented as the ethical alternative.

Topics

  • Ethical Principles
  • Informed Consent
  • Non-Maleficence
  • Privacy and Confidentiality
  • Vulnerable Groups