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LESSON 77 - APA STYLE OF REFERENCING || FORMATTING PRELIMINARY PAGES OF THESIS & DISSERTATIONS thumbnail

LESSON 77 - APA STYLE OF REFERENCING || FORMATTING PRELIMINARY PAGES OF THESIS & DISSERTATIONS

6 min read

Based on RESEARCH METHODS CLASS WITH PROF. LYDIAH WAMBUGU's video on YouTube. If you like this content, support the original creators by watching, liking and subscribing to their content.

TL;DR

Use one-inch (2.54 cm) margins on all sides and keep double spacing throughout the thesis/dissertation, with font size between 10 and 14.

Briefing

APA 7th edition formatting for theses and dissertations hinges on consistency across the entire document—especially margins, spacing, pagination, and heading styles—while still allowing institutions to override APA when rules conflict. Preliminary pages (before Chapter One) use lowercase Roman numerals and follow a specific order, but the main body switches to Arabic numerals. The practical takeaway is straightforward: build the preliminary section with APA’s defaults, then verify every detail against institutional requirements so the final submission won’t be rejected for formatting mismatches.

The lesson sets the baseline layout: one-inch margins (2.54 cm) on all sides, double spacing throughout the document, and a font size between 10 and 14 (with APA 7th edition permitting multiple font styles). Running heads are not included in dissertations. Heading formatting is also tightly controlled: Level 1 headings are capitalized and centered, and the instructor flags that institutions may require sentence case instead—so institutional guidelines take priority when they conflict with APA. Pagination begins with the title page being counted but not designated; preliminary pages then carry lowercase Roman numerals, while the main body (from Chapter One onward) uses Arabic numerals placed either in the upper-right corner aligned to the margin or at the bottom center.

Preliminary pages are described as a set of front matter that may include a declaration, dedication, acknowledgements, and lists of abbreviations/acronyms, followed by the table of contents and other navigational elements. The declaration/dedication/acknowledgement headings should be centered, bolded, and in capital letters. When dedicating or acknowledging individuals, the lesson emphasizes using full names rather than vague references (e.g., avoiding “my son” without a name), and ideally including two names to avoid ambiguity.

The table of contents is treated as a major formatting checkpoint. Its title (“Table of Contents”) must be bolded and centered in capital letters, while the entries themselves are not bolded. Page designations are justified to the right margin and connected to headings using auto-formatted leader dots. The table should list all sections in the document, but it may include only up to Level 2 headings (Level 3–5 can be omitted). Spacing rules differ within the contents: single spacing between Level 1 and Level 2 entries, and indentation for wrapped subheadings. Chapter numbering in the table must match the chapter titles, and the lesson notes that chapter titles may appear using Roman numerals or written-out numbers in the document, but the table must stay consistent.

After the table of contents come lists of tables and figures, each starting on a new page. Tables and figures are numbered consecutively from Table 1 to the last table (and Figure 1 onward) under APA 7th edition, though institutions may require chapter-based numbering—again, follow the institution if there’s a clash. Titles for tables and figures should use title case and match the wording used in the document. The lesson also clarifies that tables/figures in appendices should be included in the list of tables/figures.

Finally, the abstract has its own strict rules: the word “Abstract” is bolded, centered, and capitalized; the abstract is a single double-spaced paragraph with no indentation on the first sentence; it should not be italicized; and it should be limited to 250 words (excluding the title), with numerals used for numbers unless they start a sentence. Content should focus on the problem statement and research objectives/questions, avoiding inclusion of both methodology and results/conclusions. The lesson ends by pointing forward to formatting the main body in the next session.

Cornell Notes

APA 7th edition thesis formatting for preliminary pages requires strict consistency: one-inch margins, double spacing, font size 10–14, and heading styles that are centered and capitalized (unless the institution requires sentence case). Preliminary pages use lowercase Roman numerals, while the main body uses Arabic numerals; the title page is counted but not paginated. Front matter headings (declaration, dedication, acknowledgements) should be centered, bolded, and in capital letters, and names in dedications/acknowledgements should be fully written. The table of contents must be bolded and centered, with right-justified page numbers connected by leader dots, and it may include up to Level 2 headings. Tables, figures, and the abstract each have dedicated rules for numbering, title case, and word limits (abstract: up to 250 words).

What pagination system should be used for thesis/dissertation preliminary pages versus the main body under APA 7th edition?

Preliminary pages are counted starting from the title page (the title page is counted but not designated with a page number). Preliminary pages then use lowercase Roman numerals. The main body—starting from Chapter One through the end—uses Arabic numerals. Page numbers in the preliminary and main sections can be placed either in the upper-right corner aligned with the right margin or at the bottom center of the page. Also, major preliminary sections such as the reference list and appendices should begin on a new page.

How should headings and capitalization be handled when APA 7th edition conflicts with institutional requirements?

APA 7th edition guidance is applied consistently, but the lesson stresses that institutional rules override APA when there is a conflict. For example, Level 1 headings are described as capitalized and centered, but some institutions may require sentence case (capitalizing only the first word and proper nouns). The submission should follow the institution’s capitalization rule even if it differs from APA.

What are the key formatting requirements for the table of contents?

The table of contents title (“Table of Contents”) must be bolded and centered in capital letters. Entries are not bolded, and the page designations are justified to the right margin (the one-inch margin). Headings and page numbers should be connected using auto-formatted leader dots. The table should list all sections, but only up to Level 2 headings may be included (Level 3–5 can be omitted). Spacing uses single spacing between Level 1 and Level 2 entries, and any subheading that wraps to a second line should be indented.

How should tables and figures be numbered and listed in APA 7th edition thesis preliminary pages?

Under APA 7th edition, tables and figures are numbered consecutively across the whole document (Table 1 to the last table; Figure 1 to the last figure). Their titles should use title case and match the exact wording used in the document. The lesson notes that institutions may require chapter-based numbering, so that requirement should be followed if it conflicts with APA. Tables and figures in appendices must still appear in the list of tables and list of figures.

What constraints govern the abstract’s structure and content?

The abstract title (“Abstract”) is bolded, centered, and capitalized. The abstract is one double-spaced paragraph; the first sentence is not indented (and the lesson notes this is the only exception to indentation rules). It should not be italicized and should be no more than 250 words excluding the title. Content should include the statement of the problem and research objectives or research questions, but not both. It should not include research methodology and should avoid mixing in results and conclusions. Numbers in the abstract should be written as numerals unless they begin a sentence.

Review Questions

  1. What changes when moving from preliminary pages to the main body in terms of page numbering style and placement?
  2. What limitations apply to which heading levels can appear in the table of contents?
  3. List three rules that specifically apply to the abstract (formatting, word limit, and content).

Key Points

  1. 1

    Use one-inch (2.54 cm) margins on all sides and keep double spacing throughout the thesis/dissertation, with font size between 10 and 14.

  2. 2

    Apply APA 7th edition consistently across the whole document, but follow institutional rules when they conflict—especially for heading capitalization (capitalized vs sentence case).

  3. 3

    Count the title page but do not assign it a page number; use lowercase Roman numerals for preliminary pages and Arabic numerals for the main body starting at Chapter One.

  4. 4

    Format preliminary front matter headings (e.g., declaration, dedication, acknowledgements) as centered, bolded, and capitalized, and include full names for people being dedicated to or acknowledged.

  5. 5

    Build the table of contents with a bold, centered, capitalized title; right-justify page numbers and connect them to headings using auto leader dots; include up to Level 2 headings only.

  6. 6

    Number tables and figures consecutively under APA 7th edition (unless the institution requires chapter-based numbering) and ensure their titles match the document wording in title case.

  7. 7

    Write an abstract as a single double-spaced paragraph (no first-line indent), keep it under 250 words, and include the problem plus objectives/questions without mixing in methodology or results/conclusions.

Highlights

Preliminary pages use lowercase Roman numerals, while Chapter One onward switches to Arabic numerals; the title page is counted but not paginated.
Institutional formatting rules override APA when conflicts arise, particularly for heading capitalization (capitalized vs sentence case).
The table of contents must use leader dots and right-justified page numbers, and it may include only up to Level 2 headings.
Tables and figures are numbered consecutively across the document in APA 7th edition, but chapter-based numbering may be required by some institutions.
The abstract is limited to 250 words (excluding the title), must be a single double-spaced paragraph with no first-line indent, and should focus on the problem plus objectives/questions only.

Topics

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