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The role of Assumptions in qualitative research

5 min read

Based on Qualitative Researcher Dr Kriukow's video on YouTube. If you like this content, support the original creators by watching, liking and subscribing to their content.

TL;DR

Assumptions can threaten validity when they operate invisibly—especially through assumed clarity, assumed participant understanding, and assumed shared knowledge.

Briefing

Assumptions in qualitative research are often treated as a threat to validity, but they can also become a tool for stronger analysis—if researchers surface them, track them, and use them to generate testable leads. Left unchecked, assumptions can quietly steer interviews, coding, and interpretation toward what the researcher expects rather than what participants actually say.

The risks show up at multiple stages. When building an interview guide, researchers may assume participants will understand key terms or concepts. That mismatch can leave crucial meaning unspoken—turning what was expected to be “clear” into gaps in the data. The same bias can creep into analysis: expectations about what the data “should” contain can shape what gets noticed, how patterns are formed, and which interpretations feel most plausible. Even during the interview itself, assumptions about shared knowledge can be especially damaging. If both researcher and participant assume they already understand the same background, neither side may articulate the necessary context. The result can be analysis with little or no usable material because the information was never actually produced in the transcript.

The alternative approach flips assumptions from hidden threats into explicit analytic resources. Instead of trying to ignore or suppress assumptions, researchers should treat them as hypotheses about meaning—ideas that can guide what to look for in the data. Assumptions can drive data analysis by offering leads and hunches: they help researchers decide what to explore next when analysis stalls. Without any assumptions at all, researchers may find themselves stuck, unsure how to move from raw material to focused interpretation.

A key practice is to talk about assumptions openly, not hide them. Making assumptions explicit in the methodology strengthens credibility because it shows awareness of potential researcher bias and the steps taken to manage it. It also improves the analysis itself. One recommended technique is to reflect on assumptions early—such as through a diary—and then revisit them throughout analysis. This creates a running comparison between early expectations and later findings, helping researchers distinguish what the data supports from what was merely assumed.

Another technique is to build a diagram or model based on early assumptions, even when there is no evidence yet. The model functions as a structured “what to look for” framework. Researchers then return to the data to seek support. Whether the evidence confirms the model, fails to support it, or contradicts it, each outcome deepens understanding: confirmation strengthens interpretation, lack of support clarifies limits, and contradiction can redirect the analysis toward more accurate explanations.

Overall, assumptions are dangerous when they operate invisibly, but they become valuable when they are documented, revisited, and used to generate evidence-seeking analysis. The practical takeaway is straightforward: recognize assumptions, write them down, discuss them, and—when helpful—translate them into models that can be tested against the data.

Cornell Notes

Assumptions can threaten validity in qualitative research when they steer interviews and analysis without being checked—especially through assumed clarity, assumed participant understanding, and assumed shared knowledge. Yet assumptions can also strengthen studies when researchers treat them as analytic leads rather than hidden biases. Making assumptions explicit in the methodology helps demonstrate awareness and control of researcher bias. Tracking assumptions early (e.g., in a diary) and revisiting them during coding and interpretation helps distinguish data-supported findings from expectation-driven ones. Building early diagrams or models from assumptions can guide evidence-seeking; confirmation, non-support, or contradiction all improve understanding of the data.

How do assumptions undermine validity at different points in a qualitative study?

Assumptions can distort validity during interview design, data collection, and analysis. In interview guide development, researchers may assume participants understand key terms, which can leave essential meanings unarticulated. During analysis, expectations about what should appear in the data can bias what gets noticed and how patterns are interpreted. During interviews, assumptions about shared knowledge are particularly risky: if both parties assume they already know the context, neither may state it, leaving little or no usable data for analysis.

Why is “assumptions” not automatically a bad word in qualitative research?

Assumptions can generate productive leads. They provide ideas, hunches, and directions for what to explore next in the data. When analysis stalls, explicit assumptions can prevent paralysis by giving researchers a starting point for searching for evidence. The goal is not to treat assumptions as truth, but to use them as prompts that can be tested against participants’ accounts.

What does it mean to not hide assumptions, and how does that strengthen a study?

Not hiding assumptions means being upfront about them—typically in the methodology—rather than pretending they do not exist. This transparency helps readers and supervisors see that the researcher considered researcher bias and took steps to manage it. It also supports validity by showing the process used to monitor how expectations may influence interpretation.

How can researchers track assumptions during analysis to reduce bias?

A recommended approach is to reflect on assumptions early in analysis, such as by keeping a diary. Later, researchers revisit those assumptions and compare early expectations with what the data actually shows. This helps identify which interpretations are grounded in evidence and which may be driven by initial assumptions.

How can a diagram or model built from assumptions improve qualitative analysis?

Researchers can create an early diagram or model based on assumptions, even without evidence at the start. The model becomes a structured guide for what to look for in the data. If the data supports the model, the interpretation gains strength; if the data fails to support it, researchers learn what the data does not justify; if the data contradicts it, the analysis can be redirected. In all cases, the outcome deepens understanding.

Review Questions

  1. What are three concrete ways assumptions can create “missing” or unusable data in qualitative research?
  2. How does documenting assumptions in a methodology section change how a reader evaluates validity?
  3. Describe how a researcher could use an early model to test assumptions during coding and interpretation.

Key Points

  1. 1

    Assumptions can threaten validity when they operate invisibly—especially through assumed clarity, assumed participant understanding, and assumed shared knowledge.

  2. 2

    Assumptions can bias analysis by shaping what researchers notice, how patterns are formed, and which interpretations feel most convincing.

  3. 3

    Assumptions can also improve analysis by generating leads, ideas, and hunches that guide evidence-seeking when analysis stalls.

  4. 4

    Explicitly discussing assumptions (rather than hiding them) strengthens credibility by demonstrating awareness and management of researcher bias.

  5. 5

    Tracking assumptions early—such as through a diary—and revisiting them during analysis helps separate expectation-driven interpretations from data-supported findings.

  6. 6

    Creating early diagrams or models from assumptions provides a testable framework; confirmation, non-support, and contradiction all contribute to deeper understanding.

  7. 7

    The practical rule is to recognize, write down, and actively test assumptions against the data instead of ignoring them.

Highlights

Assuming shared knowledge can be dangerous because it may prevent participants and researchers from articulating the very context needed for analysis.
Assumptions become useful when treated as leads—ideas to explore and test—rather than as facts to confirm.
A diary of early assumptions lets researchers compare initial expectations with later findings to reduce bias.
Building a model from assumptions early can guide what to search for; even failure to support the model is analytically valuable.

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