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10Min Research Methodology - 24 - Write Literature Review with No/Little Empirical Research thumbnail

10Min Research Methodology - 24 - Write Literature Review with No/Little Empirical Research

Research With Fawad·
4 min read

Based on Research With Fawad's video on YouTube. If you like this content, support the original creators by watching, liking and subscribing to their content.

TL;DR

Start by defining X and Y clearly using their conceptualizations before attempting any relationship-building.

Briefing

When literature is scarce—or entirely missing—researchers still need a defensible way to write a literature review that links concepts. The core move is to stop treating “no prior studies” as a dead end and instead build the relationship from concept definitions, key characteristics, and theory that can logically connect the variables. That approach matters because a literature review isn’t only a summary of past findings; it’s also the groundwork for explaining why one concept should affect another.

The process starts before any searching: researchers must fully understand the concepts involved. First, they clarify what X and Y mean by working from their conceptualizations and definitions. With those definitions in hand, the next step is to identify the key characteristics of each concept. Practically, that means extracting keywords from the definitions and using those terms to sharpen what counts as an essential feature of X and what counts as an essential feature of Y. This turns vague constructs into observable components that can be connected.

Once the characteristics are identified, the literature review can move toward explanation. If there is no prior research testing the relationship between X and Y, the recommended first step is to search for a theory that can justify how the relationship could work. Researchers look at existing studies involving each variable separately—then use tools like Google Scholar to find theories associated with each concept. The theory then “materializes” the relationship in writing by providing a mechanism: it offers a plausible pathway from X to Y.

A concrete example uses servant leadership (X) and humility (Y). After defining servant leadership and extracting its traits—such as building relationships, focusing on the growth of followers, and being humble, honest, and ethical—the review also clarifies humility traits, such as being down to earth, trustworthy, and grounded. If no study directly links servant leadership to humility, the search for theory may still uncover social learning theory. Under that framework, employees can learn behaviors from leaders; a humble leader can cultivate humility in employees. That theoretical mechanism becomes the justification for the proposed relationship.

If theory still doesn’t connect the concepts, the method shifts from linking whole constructs to linking components. One fallback is to link characteristics of X to the dependent concept (Y) rather than linking X to Y directly. Another option is to link characteristics of X to characteristics of Y—pairing specific traits (e.g., servant leadership behaviors) with specific humility features. Importantly, these steps aren’t mutually exclusive; researchers can use both approaches to strengthen the logic of the proposed relationship.

In short, scarce empirical literature doesn’t prevent a literature review. By grounding the work in definitions, extracting key characteristics, and using theory—or, when necessary, characteristic-to-characteristic linkage—researchers can still build a credible rationale for why X should influence Y.

Cornell Notes

When empirical studies linking two concepts are missing, a literature review can still be built by constructing a logical pathway. Start by defining X and Y clearly, then extract key characteristics from those definitions using keywords. Next, search for a theory that explains how X could lead to Y, often by reviewing research where each variable appears separately and using sources like Google Scholar. If no theory bridges the gap, link characteristics instead: connect traits of X to the dependent construct Y, or match characteristics of X directly to characteristics of Y. This preserves the rationale for the proposed relationship even without prior testing.

What should come first when there’s little or no literature linking X and Y?

Clarify the definitions of both concepts. Researchers must understand the conceptualization of X and Y—what each construct means—before attempting any linkage. Only after the definitions are clear can key characteristics be identified reliably.

How do researchers identify the “key characteristics” of each concept?

They extract keywords from the definitions and conceptualizations of X and Y. Those keywords become the characteristic set used to describe what matters about each construct (e.g., servant leadership traits like relationship-building, growth focus, humility, honesty, and ethics).

What is the primary strategy when no studies test the relationship between X and Y?

Search for a theory that can explain the relationship. Researchers look for theories used when each variable has been studied in the literature, often by searching separately for X-related and Y-related theory using tools like Google Scholar, then reading the theory to justify how X could produce Y.

How does the servant leadership and humility example work without direct empirical studies?

After identifying servant leadership characteristics (relationship-building, growth of followers, humble/honest/ethical behavior) and humility characteristics (down-to-earth, trustworthy, grounded), the review searches for a bridging theory. Social learning theory can justify the mechanism: employees learn from leaders, so humble leaders can foster humility in employees.

What if no theory can connect X and Y?

Shift from construct-to-construct linkage to characteristic-to-construct or characteristic-to-characteristic linkage. One approach links specific traits of X to the dependent construct Y; another links traits of X to specific characteristics of Y. Both can be used to strengthen the proposed mechanism.

Review Questions

  1. If you can’t find prior studies linking X and Y, what three building blocks should you use to justify the relationship?
  2. Why does extracting keywords from definitions matter for writing a literature review with limited empirical evidence?
  3. Describe two alternative linkage strategies when theory fails to connect X and Y directly.

Key Points

  1. 1

    Start by defining X and Y clearly using their conceptualizations before attempting any relationship-building.

  2. 2

    Extract keywords from each concept’s definitions to identify key characteristics for both X and Y.

  3. 3

    When direct empirical linkage is missing, search for a theory that can explain how X could lead to Y, using research where each variable appears separately.

  4. 4

    Use theory to write a mechanism-based rationale for the proposed relationship, not just a summary of past findings.

  5. 5

    If no theory bridges the gap, link characteristics of X to Y (or link X’s characteristics to Y’s characteristics) to build plausibility.

  6. 6

    Characteristic-level linkage can be combined with construct-level attempts; failing one path doesn’t end the logic-building process.

Highlights

Scarce empirical literature isn’t a dead end: a literature review can justify relationships through definitions, characteristics, and theory.
Social learning theory provides a mechanism for how servant leadership could foster employee humility even without direct studies.
When theory can’t connect two constructs, pairing characteristics (X traits to Y traits) can still establish a credible pathway.
The method emphasizes extracting keywords from conceptual definitions to make constructs linkable.